Financial Advisor Interview Guide for Trustees

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Jeremy Lau CFA®, CFP®
President / Chief Investment Officer

When selecting a financial advisor to oversee your California-based trust, a proper vetting and interview process is a necessity. While the task of finding the right financial advisor for you can be daunting, it’s incredibly important to ask the right questions, set specific qualifications, and feel confident in their investment practices and standards. 

We’ve broken down the differences between financial advisors who follow the fiduciary standard, versus those who follow the suitability standard. Also included is an 11-question financial advisor interview guide that will help vet prospective investment advisors.